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Graduate School

Writing a Thesis or Dissertation
and Assembly of a Graduate Advisory Committee

The preparation of your thesis or dissertation is one of the most important elements of your graduate studies here at ULM. The link below will take you to an external website that houses important resources and instructions meant to help guide you through the process of creating and publishing your manuscript. It contains the ULM Guidelines for the Preparation of Theses and Dissertations manual in an easy to use format with clear examples and useful checklists.


ULM Guidelines for the Preparation of Theses and Dissertations 

Official Policy (Recommended for Download and Printing)


  

Graduate Advisory Committees

Forming Your Advisory Committee

Instructions for the selection of a Graduate Advisory Committee, including the committee chair, may be found in the current ULM graduate catalog.  Graduate students pursuing the thesis, dissertation, or field study option should refer to the catalog for direction on these important steps.

Graduate Advisory Committee Chair:  The chair or major professor of the committee is an advocate for the student and must have expertise and interest in the student's area of study. The chair advises, supervises, nurtures, protects, and mentors the student. The chair is leader of the advisory committee and manages the process so that university and graduate school guidelines are adhered to, which facilitates successful proposal and defense.

Graduate Advisory Committee Membership:  The advisory committee consists primarily of graduate faculty in the student's discipline. The committee's composition is further outlined in the student's college and degree program policy manual. The advisory committee works with the chair of the committee to determine whether the student's proposed study is appropriate. The advisory committee members have distinct expertise in content, mechanics, and methodology of the proposed study and guide the student's progress.


Graduate Advisory Committee Forms

Major Professor Recommendation and Graduate Advisory Committee Form
Request for Change of Catalog
Request for Registration in Absentia

The Thesis And Dissertation Approval Process


THESIS AND DISSERTATION QUICK GUIDE

Writing
Resources

 

Publishing
Resources

Style Guides

General Information

 

Proquest

Accepted Style Guides ETD APPROVAL PROCESS   Start Here with Proquest
ULM Style Guide ETD TIMELINE   LogIn/Account Set Up
Purdue Owl Submission Checklist   SED for Doctoral Candidates 

Formatting Your Paper

Contents of Your Document

 

Copyright Information

Style Title Page   Copyright Your Thesis or Dissertation
Typeface Abstract or Preface   Use of Copyrighted Materials in Your Thesis or Dissertation
Photography and Illustrations Table of Contents   Use of Previously Published Materials in Your Thesis or Dissertation
Margins Creating Leaders in MS WORD    
Printing, Spacing, & Indention List of Tables    
Pagination List of Abbreviations    
Footnotes, Endnotes, & In-Text References List of Figures and Illustrations    
References & Bibliography List of Symbols    
Appendices and Oversized Materials Vita    

ACCEPTED STYLE GUIDES

APA
American Psychological Association. Publication Manual. Washington, DC: American Psychological Association.

MLA
Modern Language Association of America. MLA Handbook for Writers of Research Papers.

Chicago
The Chicago Manual of Style. Chicago: The University of Chicago Press.


FORMATTING YOUR DOCUMENT

STYLE

As an author, you have full responsibility for ensuring that your ETD is correct in content and form. Before you submit your ETD to the Graduate School, you must make sure that all pages are present and in the following order:

One blank page

Title Page

Copyright*

Dedication*

Acknowledgements or Preface Foreword

Abstract**

Table of Contents^

List of Tables (with titles and page references)*

List of Figures (with titles or abbreviated captions and page references)*

List of Illustrations (with titles and page references)*

List of Abbreviations*

List of Symbols*

Appendices*

References or Bibliography

Vita

One blank page

Artwork, maps, or other material for pockets*

 

*May not be relevant in all cases and may be omitted.

**Students submitting a creative thesis for the Master of Arts in English must submit a preface instead of an abstract.

^You should list and identify in the Table of Contents any appendices which cannot be bound within the text, such as artwork, maps, disks, or other materials placed in pockets inside the cover.

TYPEFACE

Typefaces comparable to those used in scholarly journals are acceptable, such as Courier, Times New Roman, Helvetica, and Arial. The same font size and face should be used throughout the ETD.

The font size for the body of your text is 12 points (equivalent to elite type), and superscripts and subscripts must be not be over two points smaller than the font size used for the body of the text. Fonts two or more points larger than 12 are not acceptable for headings or emphasis. At the discretion of the author, bolding may be used sparingly and for emphasis. Use italics in place of underlining.

PHOTOGRAPHY AND ILLUSTRATION

Photographs and colored illustrations used in the ETD must be of professional quality. Care should be taken to align photographs between margins. Colored photographs and illustrations are acceptable. If you want to ensure that a bound copy containing the colored photographs and illustrations will be returned to you, please include your instructions when you submit your ETD through ProQuest.

MARGINS

All copies of the ETD must have uniform margins as indicated below:

Left: All left-hand margins throughout the ETD must be at least one- and one-half inches. This margin ensures sufficient room for binding the work.

Right: All right-hand margins must be at least one inch throughout.

Bottom: The bottom margin must be at least one inch throughout (except for page numbers).

Top: The top margin must be at least one inch throughout (except for page numbers).

The exceptions to the one-inch top margin are the Title Page, Abstract, Dedication, first page of the Acknowledgements or Preface (if applicable), first page of the Table of Contents, the first page of each chapter (including the Introduction), and all pages which begin over two inches from the top of the page.

PRINTING, SPACING, & INDENTION

The text of the ETD must appear in a single column on each page. It must be double-spaced except for blocked quotations, notes, captions, legends, and long headings, which are to be single-spaced with a space between items. All headings should conform to specifications given by the style manual selected for typing your document. Spacing your text two lines apart is especially important if you use superscript and subscript characters. The spacing of your ETD must be uniform throughout.

Paragraphs should be indented five spaces, or the equivalent to the tab key, consistently throughout the ETD. Blocked quotations should be indented five spaces from the left and right margins and should be single-spaced. Indent the first line of a blocked paragraph another five spaces.

PAGINATION

Each page that is a part of the ETD must be counted. The number may not always appear on the sheet itself. Small Roman numerals (i, ii, iii, iv, etc.) are used to number the table of contents, list of figures, etc. These should appear at the acknowledgements or preface page, although the counting or numbering of the ETD begins with the title page. No page number should appear on the title page, copyright, dedication, or vita although all should be included in the counting of pages.

Arabic numerals (1, 2, 3, 4, etc.) are used to number the remainder of ETD. The count of Arabic numeral 1 begins with the introduction if your ETD includes this section or chapter one if it does not. All text, illustrations, appendices, notes, reference lists, or bibliography materials should be counted.

Pages of visual materials used in the ETD must be assigned a number but the number need not appear. Page numbers should not appear on the first page of the body of your text or on the first page of each new chapter. These pages should be counted when you paginate the ETD, but the page numbers should be omitted. Page numbers that use letters, hyphens, periods, or parentheses such as 1a, 1-2, -1-, 1., and (1) should not be used. Position all page numbers in the same place on each page throughout the entire ETD, including introductory pages, text, appendices, and bibliography. You may position page numbers in one of three ways:

1. In the upper right-hand corner of the page, one-half inch (three lines) from the top of the page and one inch from the right edge; or

2. Centered at the bottom of the page, one-half inch (three lines) from the bottom edge of the page; or

3. As close to the positions described above as your word processor allows (if your software automatically positions page numbers and you cannot adjust them).

If your ETD contains landscape-oriented pages (pages in which the top of the page is the long side of a sheet of paper), make sure that your page numbers appear in the same place as they do on other sheets (on the short side). Ignore the landscape orientation of your text when positioning page numbers.

Widowed and orphaned lines are unacceptable in your ETD. A widowed line is a single line of text at the bottom of a page with the rest of a paragraph continuing on the next page. An orphaned line is a single line of text at the top of a page with the rest of the paragraph left behind on the previous page. This situation can be corrected in most word processing programs by activating the widow/orphan setting that controls page breaks before you print out the final copy of your ETD.

FOOTNOTES, ENDNOTES, AND IN-TEXT REFERENCES 

Depending on the style manual or journal standard you adopt for your ETD, you may use footnotes (at bottom of the text page), endnotes (at end of each chapter or at the end of text), or in-text parenthetical references (corresponding to a reference list at the back of your ETD).

If your style manual or journal standard requires footnotes for citing published or unpublished materials, place the footnote at the bottom of the page. Footnotes should be separated from the text by a solid line one or two inches long, beginning at the left- hand margin on the first line below the text. If the footnote is more than one line long, it should be single-spaced, with the first line indented the same number of spaces as the paragraph indention used in the text (five spaces). A double-space should separate each footnote when more than one footnote appears on a page. Footnote format must be consistent throughout the ETD. Dividing a footnote may be necessary if it is long and cannot be accommodated in the space remaining at the bottom of one page. To maintain the required margins, break the note within a sentence and carry the remainder into the footnote area of the next page, where it will precede the footnotes for that page (if there are any). Do not indicate the continuation of a footnote by a statement such as “continued on the next page.”

Some disciplines have accepted the practice of placing footnotes at the end of each chapter, referred to as endnotes. Using endnotes is acceptable to the Graduate School; however, true footnotes placed at the bottom of the page are preferred because they allow a reader to follow the text continuously without having to move back and forth from the text to notes in a bound work.

You must number all footnotes or endnotes consecutively using Arabic numerals. You may number notes continuously, repeating no numbers, through the entire ETD. Alternatively, you may repeat note numbers with each new chapter, numbering the first note in each new chapter with the number 1. Note numbers should precede the note, be placed slightly above the line (superscripted), and leave no extra space between the number and the note.

In-text referencing is accomplished by placing the referenced author’s name (or names), followed by a comma and the year of publication, in parentheses directly following the location where the reference is being discussed, used, or compared. The full reference is to be placed in the reference section in alphabetical order by author’s name. This referencing technique, used extensively in psychology and education, is simple to use and allows the reader ready access to the full citation at the end of the document. End-of-chapter references should not be used when following the in-text reference procedure.

REFERENCES AND BIBLIOGRAPHY

All ETDs will contain references and you must list all of them in the references section of the ETD. You must follow the chosen style manual or journal standard for this purpose. Suggested headings for this section include: List of References, Literature Cited, Works Cited, or References Cited. Entries must be listed alphabetically by author, editor, agency, or institution. Hanging indention is required, and a single space should be used within entries followed by a double space between. References must be listed in the same font type and size as the body text.

A listing of all materials consulted to prepare your ETD is a bibliography. A bibliography is optional but can be included in any ETD. If used, the references must be arranged in alphabetical order by the author’s last name. Depending on the style manual chosen for your ETD, bibliographic entries may differ from discipline to discipline. You must consult your chosen style manual for proper form.

Using abbreviations in the bibliography and footnotes is acceptable if the form is consistent throughout. Your use of abbreviations must conform with your chosen style manual. When listing works in a bibliography, you must provide complete titles for articles, books, and other sources. Suggested headings for this section include: Bibliography, Selected Bibliography, References, or Sources Consulted. Your major professor can advise you regarding terminology.

APPENDICES AND OVERSIZED MATERIALS

Appendices comprise supplementary, informational, or illustrative material too lengthy to include in the text. Appendices must be labeled on the top margin, either at left-hand side or centered, and should be listed sequentially using capital letters, Roman, or Arabic numerals. Consult your chosen style manual for appendices.

Appendices always appear near the end of the ETD and are placed before the bibliography and reference sections. When there is more than one appendix, you must assign each appendix a number or a letter heading (for example: Appendix A, Appendix 1, or Appendix I) and a descriptive title. The heading and title for each appendix should be centered on the page and typed in all caps. All headings and titles must appear in the table of contents. Subsequent pages of multi-paged appendices are titled: Appendix A (continued). Number all tables and figures consecutively from the text, or separately as A-1, A-2, etc. The appendices must conform to the same margin regulations as the rest of the ETD. All appendix pages should be numbered with Arabic numerals using the same guidelines described in the pagination section.

Computer printouts used in the appendices must meet margin requirements. Computer printouts used in an appendix do not have to be in the same typeface as the body of the ETD, although they must be clean, clear, and legible. The print quality of the printout must meet the standards of the Graduate School to be included in the ETD.

 
Oversized tables, figures, or other illustrative material should be electronically reduced or scaled to fit on one page or continued to the next page with the notation: Table 1 (continued). Oversized maps, musical scores, graphs, etc. should be folded right to left only. The fold must meet the standard page size and margin guidelines. Do not fold the page(s) beyond the one- and one-half inch left-hand margin required for binding your ETD. Ideally, the piece should be at least one-half inch smaller than text pages to avoid being cut in the binding process.

 


CONTENTS OF YOUR DOCUMENT

TITLE PAGE

The title page of the ETD should contain the following information:

1. The title of the thesis or dissertation, centered two inches below the top of the page, typed in all caps and inverted pyramid form;

2. Your full name, centered one inch below the title;

3. The following statement, within the full margins, one inch below your name and in inverted pyramid form as exhibited below:

 

A dissertation [or thesis] submitted to the graduate faculty of the College of [insert name of college] at the University of Louisiana Monroe in partial fulfillment of the requirements for the degree of [insert degree] in [insert area].

 

4. On the lower half of the page, centered, the month and year in which your degree will be conferred, separated by a comma;

5. On the right-hand side of the page, the words “Approved by:” followed by signature lines for your major professor and all other members of your Graduate Advisory Committee. Committee member’s names must be typed above the line on the ETD submitted through ProQuest. A paper or electronic copy must be signed by the committee in black ink to be submitted to Graduate School.

ABSTRACT or PREFACE

All ETDs must include an abstract except for the creative thesis, which must include a preface. The abstract or preface should follow the acknowledgment but should not be listed in the table of contents. A sample abstract and sample preface can be seen in Appendix E. The abstract or preface page should include the below information in inverted pyramid form. Include the terminal degree citation for your major professor and center this heading two inches below the top of the page:

ABSTRACT (OR PREFACE)

Your Name

The Title Should Be Centered Below Your

Name in Inverted Pyramid

(Major Professor: John Doe, Ph.D.)

 

Skip one line and begin the content of the abstract or preface. An abstract or preface should not exceed 150 words for a thesis; abstracts for doctoral dissertations may not exceed 350 words. All dissertation abstracts are published in Dissertation Abstracts International and should include the following information: a short statement of the problem or area of investigation, a brief discussion of methods and procedures used in gathering the data, a condensed summary of the findings, conclusions reached in the study, and a short statement regarding the significance of the work.

A preface is an author's comment regarding the thesis or dissertation and describes its purpose, sources, and extent. The preface for the creative thesis may address, in expository prose, a range of possible elements. It may consider, but is not limited to: matters of subject, theme, method, theory, or influence. If the preface is written for the creative thesis, please refer to the absolute preface length information provided above. Prefaces which exceed this length will not be accepted.

Make sure that the title given at the top of the abstract or preface has the same wording as the title on your title page. Avoid mathematical formulae, diagrams, or other illustrative materials in this section. Your abstract or preface should offer the briefest possible description of your thesis or dissertation and a concise summary of its conclusions.

TABLE OF CONTENTS : Link to Sample Page

The table of contents must follow the abstract or preface. Acceptable headings include “Contents” or “Table of Contents.” Whichever heading you select, type it in all caps and center it two inches below the top of the page. The table of contents should list all parts of your ETD except for all preliminary pages (title page, abstract or preface, acknowledgments, copyright page, and dedication page). Include the bibliography and all appendices in the table of contents. If chapters in your ETD contain subheadings of one or more levels, consult your style manual to determine the number of subheadings to include in the table of contents. The subheading(s) must be indented three to five spaces (consistently) to the right of the margin for chapter titles. Information in a table of contents must match exactly the capitalization and wording of titles for the parts, chapters, and subheadings used in the ETD.

Page numbers in the table of contents should be located just inside the right-hand margin of the paper with leaders filling out the space between the entry and the page number. If an entry takes up more than one line, break up the entry about three-fourths of the way across the page and place the remainder on a second line, indenting the second line three spaces with a single space between the lines. Double-space between entries.

CREATING LEADERS IN MS WORD: Link to Sample Instructions

LIST OF TABLES

Assign each table in your ETD an Arabic numeral consistent with your chosen style guide. You may number tables consecutively throughout the entire work (Table 1, Table 2, etc.), or you may assign each table a two-part numeral with the first number designating the chapter in which it appears, a period, then a second number to indicate its consecutive placement in the chapter(Table 3.2, would be the second table in chapter three). The heading for the list of tables should appear one inch from the top of the page, centered and in all caps. Double-space between the heading and the first entry. The table number and title in your list of tables should match exactly the number and title appearing in the ETD.

The number of each table and its title should be on the left-hand side of the page with two spaces separating the table number and the title. Page numbers (in Arabic) should be listed on the right-hand side of the page with leaders filling the space between the table number and title and its corresponding page number. If an entry takes up more than one line, break up the entry about three-fourths of the way across the page and place the rest on a second line indenting the second line three spaces with a single space between the lines. Double-space between entries.

LIST OF FIGURES or LIST OF ILLUSTRATIONS 

The heading for the list of figures should appear one inch below the top of the page, centered and in all caps: “List of Figures” or “List of Illustrations.” The instructions given above for the list of tables also apply to the list of figures or illustrations. An abbreviated version of figure captions may be accepted.

LIST OF SYMBOLS 

If you use symbols in your ETD, provide a list of symbols and their meanings. The heading for the list of symbols should appear one inch from the top of the page, centered and in all caps: “List of Symbols.” Arrange your list of symbols at the left margin, single space within each entry and double space between entries. If you use symbols in your ETD, you may choose combine them with your abbreviations and title the section “List of Abbreviations and Symbols.”

The Vita must be typed in paragraph format as a third-person narrative (not as a resume). The margins must be 1.5 inches on left; 1 inch on top, bottom and right side. The paragraphs must be indented 5 spaces consistently. The ETD author should give general information about themselves. The information could include where the author was born; what degrees they earned and where. It could also include what their other accomplishments are, what their plans for the future are, what organizations they belong to. The Vita must not have a visible page number although it is counted. A blank page must follow the Vita.


COPYRIGHT YOUR THESIS OR DISSERTATION

You have the option to register your thesis or dissertation for copyright. If you are unsure about registering for copyright when you submit your ETD to the Graduate School, you may include a copyright page indicating your intent to register at a later date. Putting a copyright page in your ETD notifies the public to your claim for copyright. However, a copyright page itself does not protect your rights in cases of litigation or infringement. To secure these rights, you must legally register your copyright.

The following information should be centered on the bottom half of the copyright page:

© Year

Full Legal Name

ALL RIGHTS RESERVED

USE OF COPYRIGHTED MATERIALS

If your field study, thesis, or dissertation includes previously copyrighted material (beyond limited excerpts), you must secure written permission letters from the owner of the copyright, pay any permission fees, and file copies of all permission letters with the Graduate School upon submission of your ETD. Instructions for the permission letter and a sample letter can be seen in Appendix D.

Your letter to the owner of the copyright should clarify that you are requesting permission to microfilm and publish your thesis or dissertation.

Discuss any issues relative to securing copyright owner’s permission with your major professor during the formulation of your research question. In some circumstances, acquisition of permission can be difficult or impossible. This issue should be addressed early on so adjustments can be made in your strategy.

The Graduate School regards receiving your approved thesis or dissertation as tantamount to publishing it. It will be available for use through ProQuest, University Library, or interlibrary loan.

USE OF PREVIOUSLY PUBLISHED MATERIALS

Some departments within the University allow you to include articles or other materials in your ETD that you have previously published, that have been accepted for publication, or that have been presented to the public. In all such instances the following rules apply:

1. The material, if included in the body of your text, must be rendered in a typeface and citation form consistent with the body of the text. Photocopying material with a different typeface and/or format is unacceptable. The text must appear in a single column on each page.

2. If the material is co-authored, your Graduate Advisory Committee must approve its inclusion in your thesis, or dissertation.

3. If the material is copyrighted (i.e. if you are the sole author, but the copyright is held by the publisher), you must fulfill the copyright conditions to receive permission to include the material in your work.

 


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